Mortgage Lending - Compliance Analyst
- Napa, CA
- Permanent
- Full-time
- Review and conduct in-depth analysis on regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU.
- Research regulatory/legal questions for other departments as assigned.
- Prepare and present analysis summaries and findings to RCU management to assist in decision-making.
- Independently work with RCU departments to implement legal requirements and ensure changes to products, services, and processes comply with applicable legal requirements.
- Create and manage compliance programs and training programs.
- Review advertisement, forms, letters, and disclosures for other departments as assigned to ensure compliance with applicable legal requirements.
- Prepare revisions to Credit Union disclosures.
- Prepare written reports and analysis for Compliance management.
- Assist on projects, exams, audits, and other tasks as assigned.
- Provide excellent service to all Members and internal clients.
- Prepare currency transaction reports in compliance with the Bank Secrecy Act.
- Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness.
- Independently work with RCU departments to identify and mitigate risks to the line of business, including compliance, business continuity, and internal controls.
- Collect and prepare information for business continuity planning.
- Collect and prepare information for both internal and external audits.
- Document audit procedures performed or coordinated/supported.
- Maintain audit work papers and documentation.
- Develop and monitor remediation plans resulting from any deficiencies identified in audits.
- Submit all audit work (i.e., planning, programs, work papers, reports, etc.) to the Compliance Manager for review prior to issuance of final reports.
- Administer compliance testing program and monitors result status.
- Assist with department budget preparation and perform legal expense analysis.
- Complete monthly report(s) and maintain records of time usage.
- Manage and administer RCU's forms library.
- Manage and administer RCU's Management Procedures Manual.
- Attend training as designated by Compliance Manager.