
Principal Auditor – Quality Assurance – Assistant Vice President
- Jacksonville, FL
- $78,000 per year
- Permanent
- Full-time
- A diverse and inclusive environment that embraces change, innovation, and collaboration
- A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
- Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
- Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
- Educational resources, matching gift and volunteer programs
- Complete quality reviews of finding validations performed by GA, with a primary focus on US related topics; responsibilities will include reviewing validations for which review work should be delivered on time, on quality, and on budget
- Completion of assigned work within agreed timeframes, as well as coordination and timely escalation when necessary
- Keep abreast of regulatory and audit related developments in the industry and ensure effective communication to enhance regulatory knowledge throughout the wider team
- Communicate openly with stakeholders in the various locations
- Proactively build and maintain professional working relationships with colleagues, other parts of the business and respective support areas
- At times, you may support on other core QA products, such as file and thematic reviews
- Experience auditing within an investment bank, ideal if experience is in IB/CB audit teams, in remediation activities or QA
- Bachelor's degree in Accounting, Finance or related discipline; advanced degree (e.g., Masters, Juris Doctor) and professional certification (e.g., CPA, CIA, CFA, FRM, CFE, etc.) preferred
- Experience of working in an audit function within the financial services industry, with experience of leading finding validations within a fast-paced business environment a bonus
- Good knowledge of (US) regulatory requirements, and a thorough understanding of the risk and control environment within the financial services industry
- Strong analytical skills and structured thinking with the ability to clearly describe control weaknesses and associated risks; flexible, proactive and innovative attitude with very strong organizational skills to meet agreed objectives such as timely and efficient completion of audit projects within agreed budget
- Ability to coordinate several projects in parallel
- Demonstrated experience in proactively building meaningful relationships
- Good verbal and written communication skills, with the ability to articulate complex issues/data simply and clearly