TA AML Assistant Product Manager
Brown Brothers Harriman
- Boston, MA
- Permanent
- Full-time
- Ownership of policies and procedures, to include timely update and sign-off by IOB Managers and others.
- Development of a global portal where all policies, procedures and training materials are maintained for easy, version controlled, access by Global IOB teams.
- Oversight of TA Risk Assessment Matrix
- Ownership of Global Checklist Tool
- Development of a global IOB training program that is formal, comprehensive, documented and closely tied in with procedural changes.
- Liaison with Global IOB Managers to ensure a smooth escalation process.
- Oversight of metrics analysis with a view to the enhancement of the screening process and the mitigation of AML/Sanctions Risk.
- Driver of Periodic Quality Review Program
- Support for IOB in its interactions with internal and external assurance functions such as Compliance, Audit, Risk, Regulators etc.
- Creation of IOB Client Summary sheet with key details of each IOB client
- Oversight of all IOB Services SLAs, ensuring they are reviewed and updated as appropriate to ensure accuracy.
- Development of enhanced client facing materials and standard prospect and client due diligence slides
- College Degree or professional qualification required.
- AML designations/training
- Minimum of 5 years of Funds experience with minimum of 3 years’ experience in a Transfer Agency, Regulatory, Compliance, Risk, Change Management or Audit environment.
- A collaborative environment that enables you to step outside your role to add value wherever you can
- Direct access to clients, information and experts across all business areas around the world
- Opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm
- A culture of inclusion that values each employee’s unique perspective
- High-quality benefits program emphasizing good health, financial security, and peace of mind
- Rewarding work with the flexibility to enjoy personal and family experiences at every career stage
- Volunteer opportunities to give back to your community and help transform the lives of others