Commercial Broker Dealer Compliance Advisor - Senior Manager
Capital One
- McLean, VA
- $172,900-197,300 per year
- Permanent
- Full-time
- Bachelor's Degree or military experience
- At least 7 years of experience working in compliance, legal, audit, operations, or finance within financial services OR 7 years of experience with a regulator overseeing broker dealers or investment advisers
- At least 3 years of people management experience
- Master’s Degree or Juris Doctor
- 8+ years of experience working in compliance, legal, audit, operations, or finance within financial services OR 7 years of experience with a regulator overseeing broker dealers or investment advisers
- 4+ years of people management experience
- Series 24 or 9/10