Trade Lifecycle
JPMorgan Chase
- Newark, DE
- Permanent
- Full-time
- Ensure timely Processing & settlement of trades, investigate & resolve trade-related breaks in accordance with the established work practices and procedures.
- Working with various internal teams such as Middle office, pre-matching, settlements, cash processing, account opening and asset servicing to process transactions and resolve any exceptions on a timely manner.
- Perform root cause analysis for respective clients to increase Straight Through Processing (STP) and reduce client inquiries.
- Establish and maintain relationships with operations & middle office contacts.
- Partner with client service teams & Tech to streamline processes and look for automation opportunities where available.
- Ensure all day to day queries dealt with within required Service Level Agreements and escalate issues to management.
- Knowledge of financial markets, trade lifecycle and settlement practices
- Excellent verbal and written communication skills and adept at communicating with all levels of the business and technical parts of the organization
- Operate effectively in a dynamic environment with tight deadlines
- Root cause analysis and problem solving skills
- Required to obtain Series 99 within 120 days
- Experience within Securities Settlements
- Exposure to business intelligence tools (I.E. Tableau, Alteryx, UiPath, OwlDQ); comfortable working with data
- Bachelor's Degree required or equivalent experience
- Previous management experience a plus
- Series 99 preferred