Senior Finra Broker Dealer Attorney
CXG Holdings Inc
- Selden, NY
- $180,000-210,000 per year
- Permanent
- Full-time
- 401(k)
- 401(k) matching
- Bonus based on performance
- Competitive salary
- Flexible schedule
- Opportunity for advancement
- Paid time off
- Training & development
- Interacting with FINRA & SEC for client CMA applications
- Working with various US state regulators
- Drafting, negotiating M&A contracts and acquisition processes
- Managing/Supporting various internal legal staff
- Coordinating with executives for work being performed on behalf of clients as well as team collaboration
- Reviewing/editing/proofing documents
- Formatting word documents; PDF creation, filing and organizing files in cloud server
- Experience in Microsoft Word is a must; proper formatting of word documents (Proficiency in Word highly desired)
- Competent in Microsoft One Drive, One Note is a plus.
- Competent in Microsoft Excel and Powerpoint is a plus.
- The Attorney should understand and have the ability to interface in Outlook.
- Juris Doctor required
- 2+ years relevant experience
- CMA-1017 experience a plus
- Must have experience with FINRA and/or SROs
- Research skills and techniques
- Proven ability to manage multiple calendars and projects at one time
- Ability to read and understand basic financial data, legal contracts and third-party communication.
- Ability to engage with Executive Level Management
- Excellent written and verbal communication skills
- Exercises sound judgment, discretion, and confidentiality in all matters involved in this job
- Takes initiative and works independently on routine as well as more complex and miscellaneous matters.
- Confident and resourceful in problem solving, promptly escalating matters where necessary.
- Consistently demonstrate value add to the firm and exceed expectations.
- Demonstrated ability to follow through with tasks and communicate interim details with team members.
- Monday-Friday
- 40+ hours per week
- PTO
- Flexible schedule
- 100% remote