
Planning Associate
- Albany, NY
- $60,000-75,000 per year
- Permanent
- Full-time
Work closely with clients and follow up to collect relevant financial data and documentation
Develop customized personal financial plans for presentation throughout the planning process
Conduct research on key factors impacting client plans, including pension details, Social Security benefits, and healthcare expenses
Build and analyze investment portfolios using Morningstar Advisor Workstation
Use Microsoft Office Suite and financial planning software to create tailored analyses, such as estate planning flowcharts, distribution schedules, and tax assessments
Draft executive summary documents outlining clients' financial goals and strategic recommendations
Support the advisor by preparing client files and materials ahead of meetingsRequirements:
Bachelor's degree (required)
FINRA Series 7 and Series 63 licenses (required)
Willing to pursue, or currently holds, a professional designation such as CFP, RICP, ChFC, CPA, or JD
NYS Insurance License (preferred)
Proficiency in Microsoft Office Suite
Experience with financial planning tools such as Morningstar Advisor Workstation (preferred)The firm offers a base salary target of $60,000 to $75,000 based on experience, licensure/designations and other factors. Performance-related bonus typically averages ~10%.