Compliance Director- U.S. Regulatory Inventory & Regulatory Change Management
Vanguard
- Charlotte, NC
- Permanent
- Full-time
- Oversees end-to-end workflows (horizon scanning, regulatory change, compliance risk assessments, etc.) for compliance programs within the firm’s GRC tool.
- Develops multi-year plan and strategy for enhancing compliance programs.
- Monitors and communicates regulatory updates and ensures those relevant are updated within the rules inventory.
- Oversees the implementation of compliance controls to ensure gaps are closed.
- Responsible for maintaining and revising policies and procedures for the general operation of the compliance programs and their related activities.
- Provides guidance and training as necessary to develop crew across Compliance.
- Participates in special projects and performs other duties as assigned.
- 8+ years of cross-divisional project management experience.
- Excellent communication and stakeholder management skills with the ability to translate compliance and regulatory language into actional insights for all levels.
- Can navigate ambiguity with ease and bring structure to situations without complete information.
- Undergraduate degree or equivalent combination of training and experience.