Global Corporate & Investment Banking Audit, Assistant Vice President - Hybrid
MUFG
- Tampa, FL
- $95,000-120,000 per year
- Permanent
- Full-time
- Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations.
- Act as a leader and role model and continuously improve self and department.
- Build relationships with peers and clients within organization and exhibit a high standard of performance and professional conduct that will create a culture of integrity and inclusion, where all individual and departmental choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct.
- Operate with an innovative and flexible mindset by continuously identifying ways to enhance consistency, efficiency, quality and/or value.
- Demonstrate professional skepticism and personal accountability.
- Lead walkthrough meetings and interviews with business stakeholders to develop understanding of business processes.
- Lead formal discussions with business stakeholders throughout the duration of audit engagements to communicate status or concerns.
- Identify potential risks and controls and assist in developing scope and work programs.
- Evaluate design and operational effectiveness of internal controls and identify control weaknesses.
- Generate insightful, meaningful observations that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management.
- Prepare workpapers and audit reports with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language.
- Document workpapers demonstrating the work was appropriately performed (e.g., detailed lead sheets describing the control attributes that were tested and the results were documented in a manner to support the conclusions reached, effectiveness and sustainable controls are evident in documentation). Documentation should stand alone to enable re-performance.
- Identify control weaknesses and escalate and discuss findings with Audit Management and business stakeholders as appropriate.
- Complete work on a timely basis and deliver work products that meet objectives and standards of methodology, applicable standards and regulatory requirements.
- A Bachelor’s degree, preferably in Accounting, Finance, Business Administration or related business discipline at an accredited college or university.
- Minimum of 4 years and/or equivalent of experience of internal audit and/or equivalent of experience with the financial services industry, related markets, and related regulatory agencies.
- Experience preferred in internal/ external audit area of coverage or equivalent (such as risk and control function).
- Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of internal audit and business line management.
- Strong analytical and problem-solving skills.
- Employs critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment.
- Proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.).
- Ability to travel may be required.