VP, CUSO Compliance Risk Assessment Officer
Crédit Agricole CIB
- New York City, NY
- $185,000 per year
- Permanent
- Full-time
- Support the region-wide Corporate Compliance Risk Assessment program in accordance with CRA policy and procedure.
- Enhance CRA processes (pre-assessment, execution, post-assessment) for CUSO Compliance and the entities within the CUSO, and compile and produce associated management reporting.
- Monitor the on-going effectiveness of the CRA framework and methodology. Support CUSO efforts to further mature the framework over time
- Support other Compliance teams (such as Monitoring & Testing, Internal Controls, Training, among others) that leverage CRA results for their program activities
- Serve as a resource in providing guidance and support to first and second lines of defence on CRA methodology and processes
- Manage the timely preparation of CUSO CRA updates for various governance committees and forums
- Manage CRA program-related data (Results, Action Plans, Workbooks) and prepare reporting to be shared with Compliance management, Internal Audit, Business Partners and Regulators
- Maintain and enhance CRA policies and procedures aligned with regulatory guidance, industry standards
- Oversee the CRA Training materials and rollout to in-scope employees. Make enhancements to incorporate methodology changes, industry best practices, lessons learned
- Bachelor's degree required
- Minimum 7 years' experience in compliance or risk management in the financial services industry, with 2-3 years preferably in a Corporate Compliance Risk Assessment related role or with a regulatory agency having a focus on Risk Assessments
- Knowledge of compliance rules and regulations (FED, OCC, NYDFS, SEC, FINRA)