Head of Control and Reconciliation for Capital Markets Operations (Director Level)
- Iselin, NJ
- Permanent
- Full-time
8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.
Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.
By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offersare open to persons with disabilities.For more information, please visit www.ca-cib.comTwitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.Reference 2025-102947Publication date 03/09/2025Job descriptionBusiness typeTypes of Jobs - IT, Digital et DataJob titleHead of Control and Reconciliation for Capital Markets Operations (Director Level)Contract typePermanent ContractManagement positionYesJob summary*Note - Role is Located in Metropark, NJ Office*SummaryHead of Control and Reconciliation Operations for Capital Markets is responsible for the day to day operations of the Capital Markets Back office Control and Recon unit. Individual must have strong management experience, Series 27 License and multiple years of Capital Markets experience. This individual must have experience facing off with FINRA regulators.Experienced senior Operation Control professional (FINRA 27 Financial and Operations Principal):
- Proficient in the following:
- Cash/nostro reconciliation
- GL reconciliations/certifications
- Stock record/Depot reconciliations / Quarterly counts
- Fail Control -aging/analysis
- Suspense tracking
- 15a6 fail tracking/reconciliation and reporting
- Broker Dealer statement/confirm control
- Experience interfacing/point of contact with CFO office on validation on “operational” data impacting Federal Reserve and FINRA reporting.
- Familiarity with the following:
- Reserve formula calculation
- Net capital operational impacts
- Federal Reserve schedules
- Credit Agricole Securities Focus reporting
- Key involvement with all major projects (from a “control” perspective) implementing new businesses impacting regulated entities Books and Records
- Manage staff of 4-6 including daily workflow, appraisals, employee growth and development.
- FINRA Series 27 License - REQUIRED
- 5-10 years of Control and Reconciliation experience with Capital Markets Products - REQUIRED
- 3-7 years of Management experience - REQUIRED
- Experience dealing directly with FINRA a PLUS
- 7-10 years business/management exp
- 3-7 years of Control and Reconciliation Experience
- Prior experience dealing with FINRA is a PLUS
- Ability to managed upward and provide support to front line business staff.