Manager, Regulation - Department of Market Regulation
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0037 Post Date 5/18/2012 Title Manager, Regulation - Department of Market Regulation City Chicago State IL Description Position Summary: . Selects, develops and directs staff responsible for investigation of possible violations of CBOE rules and of the Secur...
Manager, Regulation - Member Firm Regulation
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0039 Post Date 5/23/2012 Title Manager, Regulation - Member Firm Regulation City Chicago State IL Description Position Summary: Oversees financial investigations and examination program for assigned group, including scheduling, coordination with other exchan...
Manager, Regulation - Member Firm Regulation
Chicago Board Options Exchange - Chicago, IL
Manages all activities associated with the conducting of examinations and investigations of possible violations of company and governmental rules governing trading practices. This role will manage the Trade Practice Examination function. Duties and Responsibilities: Performs a co...
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0026 Post Date 4/12/2012 Title Investigator City Chicago State IL Description Description of Duties: 1.For automated electronic surveillances, analyze data output, taking appropriate disciplinary action for Trading Permit Holders that exceed standard thresho...
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0014 Post Date 4/9/2012 Title Investigator City Chicago State IL Description Position Summary: Participationinexaminations, investigations and disciplinary proceedings on behalf of the Market Regulation Department (Department) for violations of the exchange ...
Engineer, Systems Development - Regulatory Development
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0027 Post Date 4/16/2012 Title Engineer, Systems Development - Regulatory Development City Chicago State IL Description Position Summary:The successful candidate will work with CBOE regulatory end-users in creating applications for their investigative and da...
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0018 Post Date 4/5/2012 Title Sr. Project Analyst (Trainer) City Chicago State IL Description Position Summary: Develops, implements, facilitates and conducts training and education initiatives designed to improve the overall knowledge, skills, efficiency an...
Senior Business Analyst, Office of the CRO
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0035 Post Date 5/14/2012 Title Senior Business Analyst, Office of the CRO City Chicago State IL Description The primary responsibilities will include gathering information as necessary while working with CBOE and external contacts to ensure business needs ar...
Engineer, Systems Development - Regulatory Development
Chicago Board Options Exchange - Chicago, IL
Requisition Number 11-0043 Post Date 10/5/2011 Title Engineer, Systems Development - Regulatory Development City Chicago State IL Description Position Summary:The successful candidate will work with CBOE regulatory end-users in creating applications for their investigative and da...
Programmer Analyst, Integration Testing
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0023 Post Date 4/17/2012 Title Programmer Analyst, Integration Testing City Chicago State IL Description Position Summary: As a team member in our Integration Testing Group, responsibilities include working with systems designers, developers, other testers, ...
Examiner, Trade Practice Examinations
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0031 Post Date 5/7/2012 Title Examiner, Trade Practice Examinations City Chicago State IL Description Individual will conduct Trade Practice examinations of firms and individuals subject to the regulatory jurisdiction of Exchange and federal securities rule...
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0011 Post Date 3/12/2012 Title Senior Examiner City Chicago State IL Description Position Summary: Monitors and evaluates the financial condition of Trading Permit Holders ("TPH") to ensure compliance with CBOE and SEC rules. Duties and Responsibilities: Per...
Deputy Chief Regulatory Officer
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0008 Post Date 3/6/2012 Title Deputy Chief Regulatory Officer City Chicago State IL Description Assist the Chief Regulatory Officer in the administration of the surveillance, investigative and examination aspects of the CBOE, C2 and CBSX regulatory program t...
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0010 Post Date 3/12/2012 Title Examiner City Chicago State IL Description Position Summary: Monitors and evaluates the financial condition of Trading Permit Holders ("TPH") to ensure compliance with CBOE and SEC rules. Duties and Responsibilities: Performs a...
Manager, Regulation - Member Firm Regulation
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0033 Post Date 5/4/2012 Title Manager, Regulation - Member Firm Regulation City Chicago State IL Description Position Summary: Manages all activities associated with the conducting of examinations and investigations of possible violations of company and gove...
Examiner, Member Firm Regulation
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0034 Post Date 5/7/2012 Title Examiner, Member Firm Regulation City Chicago State IL Description Individual will conduct, within a team setting, routine main office examinations of designated broker-dealers subject to the net capital rule for possible violat...
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0030 Post Date 4/30/2012 Title Investigator City Chicago State IL Description Position Summary: Ensures market integrity by conducting investigations of possible violations of Exchange Rules and Federal Securities Regulations Duties and Responsibilities: As ...
Chicago Board Options Exchange - Chicago, IL
Requisition Number 12-0029 Post Date 4/27/2012 Title Sr. Software Engineer City Chicago State IL Description Responsibilities  ÃThis position is responsible for planning, implementing, and performing all the various tasks required to operate and maintain multiple Linux and Sola...
Manager, Regulation - Department of Market Regulation
Chicago Board Options Exchange - Chicago, IL
. Selects, develops and directs staff responsible for investigation of possible violations of CBOE rules and of the Securities Exchange Act of 1934. . Direct staff in researching issues, conducting formal fact-finding interviews, gathering, evaluating and presenting evidence and ...
Chicago Board Options Exchange - Chicago, IL
Ensures market integrity by conducting investigations of possible violations of Exchange Rules and Federal Securities Regulations Duties and Responsibilities: As an Investigator in our Regulatory Services division, you will be responsible for researching issues, conducting formal...