Trade Surveillance Analyst, PGIM Fixed Income
Prudential Financial
- Newark, NJ
- $83,400-124,100 per year
- Permanent
- Full-time
- Conduct trade surveillance
- Administer information barrier controls
- Assist with the oversight of affiliated sub-advisers
- Support audit and examination requests
- Maintain and update compliance policies and procedures
- Respond to ad hoc business and regulatory queries/projects
- Coordinate compliance materials and reports for quarterly Board meetings
- Coordinate ongoing compliance training
- Improve and streamline compliance processes
- 3-5 years of Compliance or similar experience
- Asset management industry knowledge including ’40 Act Funds, Hedge Funds, ERISA plans, UCITS, and separate accounts, securities markets
- Strong proficiency with MS software, especially Excel
- Strong data analytics and process improvement skills
- A college degree is required
- Excellent written and verbal communication skills, organizational skills, and attention to detail
- Fixed Income product knowledge
- Asset Management industry experience
- Market competitive base salaries, with a yearly bonus potential at every level
- Medical, dental, vision, life insurance, disability insurance, Paid Time Off (PTO), and leave of absences, such as parental and military leave
- Retirement plans:
- 401(k) plan with company match (up to 4%)
- Company-funded pension plan
- Wellness Programs to help you achieve your wellbeing goals, including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs
- Work/Life Resources to help support topics such as parenting, housing, senior care, finances, pets, legal matters, education, emotional and mental health, and career development.
- Tuition Assistance to help finance traditional college enrollment toward obtaining an approved degree, many accredited certificate programs, and industry designations.
- Employee Stock Purchase Plan: Shares can be purchased at 85% of the lower of two prices (Beginning or End of the purchase period), after one year of service.
If you need an accommodation to complete the application process, which may include an assessment, please email .Please note that the above email is solely for individuals with disabilities requesting an accommodation. If you are experiencing a technical issue with your application or an assessment, please email to request assistance.