Compliance Associate - Broker Dealer
Compliance Associate Ideal candidate has Broker Dealer experience in Surveillance Marketing & Regulatory affairs.Perform... SEC, FINRA, and the NYSE. RequirementsRegistered Broker Dealer Experience a Must Series 7 & 24 At least 5-8 years of experienceSuperp...
Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate - New York, NY
Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate - New York, NY Marsh & McLennan Companies... exchanges. As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Companies Corporate...
Senior Compliance Manager (Broker Dealer) - Marsh & McLennan Companies Corporate - Hoboken, NJ
Senior Compliance Manager (Broker Dealer) - Marsh & McLennan Companies Corporate - Hoboken, NJ Marsh & McLennan Companies is a global... our Broker Dealer (MMC Securites Corp.) department of Marsh & McLennan Companies Corporate, you will be responsible for continuously...
iShares, Bulge Bracket Broker Dealer
Description : Responsible for supporting Business Development Officer (BDO) on the channel’s strategic bulge broker dealer relationships... among senior managers across the institutional bulge broker dealer• Coordinate and deliver key iShares partnership objectives within the overall...
Sports Marketing - Dealer Services Representative
Sports Marketing - Steamboat Springs, CO
business processes at the direction of the Dealer Services Manager (DSM). Develop relationships to provide excellent customer service to retail... Specialists and/or DSM on customer issues and Dealer Services processes. QUALIFICATIONS: Bachelor’s degree in Business or a related field preferred...
Sr Counsel Wealth Management & Broker~Dealer
and Broker~Dealer areas; Provide advice relating to the broker~dealer, CCO Investment Services Corp. (CCOISC) and Premier Banking, Private Bank... and W; Advise CCOISC's compliance department regarding regulatory issues and supervision; Negotiate and document all broker~dealer selling agreements...
Senior Manager - Broker Dealer Operations
and/or subordinate managers. Establishes long and short term strategic plans for the broker dealer that are in support of corporate goals and objectives... and/or subordinate managers. Establishes long and short term strategic plans for the broker dealer that are in support of corporate goals and objectives...
Senior Solution Support Specialist - RUS Dealer Sales
Ricoh - Chicago, IL
POSITION PROFILE Provides Dealer IT, advanced sales staff, and technical support staff with pre- and post-sales training on Ricoh hardware... and Ricoh 3rd-party software solutions. Supports Dealer sales efforts by providing technical assistance with solutions and hardware demonstrations...
Solution Support Specl.RUS Dealer Sales
Ricoh - Memphis, TN
POSITION PROFILE Provides Dealer IT, advanced sales staff, and technical support staff with pre- and post-sales training on Ricoh hardware... and Ricoh 3rd-party software solutions. JOB DUTIES AND RESPONSIBILITIES -Supports Dealer sales efforts by providing technical assistance...
Solution Support Specialist- Dealer Channel
Provides Dealer IT, advanced sales staff, and technical support staff with pre- and post-sales training on Ricoh hardware and Ricoh 3rd.... JOB DUTIES AND RESPONSIBILITIES Supports Dealer sales efforts by providing technical assistance with solutions and hardware demonstrations...
Marshall, Scott and Monroe - Phoenix, AZ
Craps/banking Dealers The Dealer is responsible for conducting a variety of casino banking games according to the rules of the games...
Broker - Dealer Compliance, Director Level
Our client, a top-tier investment management firm seeks a Compliance Director for their limited purpose Broker-Dealer Business. This role... is responsible for managing the compliance program for the broker-dealer and reports to the Chief Compliance Officer. The candidate will responsible...
Automotive Dealer Operator and Sales Manageres
Automotive Dealer Operator and Sales Manageres "Best Job in the Business" $250K PLUS OPPORTUNITY Top 10 Nationally Recognized... Buy Here Pay Here Dealer is conducting a national search for an exceptional hands on operator. We are continuing our 21 year expansion...
Automotive Dealer Operator and Sales Manageres
Automotive Dealer Operator and Sales Manageres "Best Job in the Business" $250K PLUS OPPORTUNITY Top 10 Nationally Recognized... Buy Here Pay Here Dealer is conducting a national search for an exceptional hands on operator. We are continuing our 21 year expansion...
K&G Distributing - Crystal Lake, IL
DO YOU NEED A CAREER NOT A JOB???? Our Distribution Company is expanding with at least 12-15 FULL TIME and PERMANENT POSITIONS! *Management oppourtunities within 60-90 days with PAY INCREASE!* Duties include direct customer services and order processing. $400 + bonuses weekly ...
Little Dealer Little Prices Service Techs
Little Dealer Little Prices - Mesa, AZ
Little Dealer Little Prices RV is Arizona's #1 towable RV dealership. We are currently accepting applications for RV technicians.... We are a family owned and operated RV dealership, started in 1966. We have received awards such as Top dealer in Arizona, Top 50 in the USA & Canada...
Little Dealer Little Prices BDC Reps
Little Dealer Little Prices - Mesa, AZ
Little Dealer Little Prices RV is looking to hire a Business Development Coordinator with dealership experience! Recreational vehicles (RV... off) Awarded the Top RV Dealer in Arizona and one of the Top 50 in North America! A Few of the Responsibilities: Direct the daily activities...
F and I Specialist at Southwest Dealer Services
Southwest Dealer Services - Kansas City, MO
Southwest Dealer Services is looking for experienced Auto Sales professionals with an interest in becoming an exceptional Automotive F... Dealer Services (Kansas City Market) APPLY TO THIS AD TO SUBMIT YOUR RESUME! NO PHONE CALLS PLEASE RESUMES WILL BE ACCEPTED VIA...
F and I Account Rep at Southwest Dealer Services
Southwest Dealer Services - Oklahoma City, OK
Southwest Dealer Services is looking for experienced Auto Sales professionals with an interest in becoming an exceptional Automotive F... Dealer Services (Oklahoma Market) APPLY TO THIS AD TO SUBMIT YOUR RESUME! NO PHONE CALLS PLEASE RESUMES WILL BE ACCEPTED VIA...
Celestron - Torrance, CA
looking for an energetic and motivated individual to fill a full time Dealer Support Representative position in our Dealer Support Department. This individual.... Job Description: The Dealer Support Representative will be responsible for accurately executing the day-to-day activities within the Dealer Support Department...