compliance jobs in California

technology risk management experience and 3+ years SOX experience (eg Audit, SOX, Compliance, etc.) in a highly regulated industry.... This would include the following disciplines: a. Current information security and compliance vendor landscape b. Control frameworks such as COBIT c...

Director Ethics and Compliance

Mountain View, CA

Symantec's Legal and Public Affairs department is looking for an experienced senior attorney for its ethics and compliance program.... This position is a part of Symantec’s Office of Ethics and Compliance (OEC) and will manage a small team of attorneys and supporting staff. The mission...

Sr. Director, Advertising and Promotional Compliance

Irvine, CA

on activities related to promotion of Allergan products for the US market ensuring Allergan is in compliance with all applicable FDA regulations...

Director, Compliance & Corporate Securities

Santa Monica, CA

Reporting to the Chief Compliance Officer and Corporate Secretary, the Director, Compliance and Corporate Governance position... will be involved in the design and execution of a holistic legal compliance program which includes awareness, systems and verification. This person...

Mutual Funds Compliance Supv 1

US Bank - Glendora, CA

Develops and monitors the compliance program for large fund clients ensuring that all activities meet the requirements of state and federal... level Mutual Fund Accounting on compliance reporting for assigned clients. Responsible for primary contact with fund clients including...

Senior Financial Analyst/SOX Compliance Specialist

Manpower Inc - Los Angeles, CA

The Senior Financial Analyst/SOX Compliance Specialist position, based at the Corporate Office, reports to the Senior Director, Corporate...

Quality Compliance Specialist

IT & E International - Emeryville, CA

Duties: ? Perform Regulatory Compliance Audits as needed: ? Self Inspections, Supplier, and Third Party Audits ? Manage audit lifecycle... monthly KPis. Support Compliance activities as needed: ? Participate in Inspection Readiness Activities ? Provide Compliance expertise to cross...

College Sports - Assistant Athletic Director Compliance&Student Ser

College Sports - San Francisco, CA

The Assistant Athletic Director for Compliance and Student Services reports to the Director of Athletics with oversight from the Office... of the General Council. The Assistant Athletic Director for Compliance and Student Services will be a member of the University Athletic...

Sr. Manager, Compliance - Green Dot Bank Job

Green Dot - Monrovia, CA

Sr. Manager, Compliance - Green Dot BankLocation: Monrovia, CA, USJob Function: ComplianceJob Code: 938# of openings: 1HotJobs Status... of Green Dot Corporation.Sr. Manager, ComplianceSummary:The Sr. Manager, Compliance reports to the VP, Compliance and assists the VP, Compliance...

License Compliance Project Manager Job

VMware - Palo Alto, CA

Posting Title: License Compliance Project ManagerAbout Us: VMware is the leader in virtualization and cloud infrastructure solutions... more at www.vmware.com/careers.Job Description Job Description:As a part of the VMware License Compliance team, the License Compliance Project Manager...

Senior Associate or Associate, Contract Compliance Job

KPMG - Los Angeles, CA

our Los Angeles office.As a Contract Compliance Services professional, you’ll help clients across a wide range of industries in identifying and recovering... or external audit and third party audit experience including royalty, profit participations, licensing reviews, or compliance issues- Bachelor...

Senior Compliance Anti-Money Laundering

Los Angeles, CA

Our client, a leading global financial services company, seeks a Senior Compliance Officer with Anti-Money Laundering experience...'s Compliance Officer, Senior Management and Bank personnel of emerging compliance issues and consults and guides the Bank in the establishment...

VP of Compliance

Los Angeles, CA

Summary Responsible for establishing and managing an effective regulatory compliance program for the Bank through the oversight... and monitoring of operational, lending, and other state and federal banking regulations. As Chair of the Regulatory Compliance Committee, coordinate...

Compliance Consultant

Irvine, CA

The position is a member of U.S. Business Compliance, reporting to Third-Party Distribution Compliance for MetLife’s wholesale distribution... arm selling annuities, life insurance and disability insurance through third-party distribution arrangements. This is a broad-based compliance...

Compliance Project Manager - Irvine, CA

UnitedHealth Group - Irvine, CA

What makes your Compliance career greater with UnitedHealth Group? Growth opportunities with the potential to impact the health care system... ensure it will always be challenging and exciting. The Compliance Project Manager will be responsible for monitoring changes with internal laws...

Branch Compliance Administrative Manager High-Net-Worth

Compliance Search Group - Los Angeles, CA

Branch Compliance Administrative Manager High-Net-Worth Our client is a top-tier financial services firm. The company seeks... an Administrative/Compliance Manager for their leading Los Angeles office. The Branch Compliance/Administration manager will be responsible...

Branch / Region Compliance Manager

Compliance Search Group - Irvine, CA

Branch / Region Compliance Manager Our client, a top-tier financial services firm, seeks a Field Compliance Manager. Responsibilities... procedures.- Handle complaints.- Follow-up and track compliance and supervision operations.- Handle/maintain registered products sales materials...