Senior Legal Counsel — Fidelity Asset Management Job
Fidelity - Smithfield, RI
management operations;- Providing support as-needed in other areas of investment adviser regulatory compliance.QualificationsEducation and Experience...
Fidelity - Smithfield, RI
agreements, and communicating regulatory developments.- Provide support as-needed in other areas of investment adviser regulatory compliance... of the Investment Advisers Act, Securities Exchange Act, FINRA rules and SEC standards for investment adviser advertising is required. Knowledge...
Senior Legal Counsel - Fidelity Asset Management Distribution Support
Fidelity Investments - Smithfield, RI
a coordinated approach to compliance. * Provide support as-needed in other areas of investment adviser regulatory compliance. Education and Experience... area of broker-dealer and investment adviser regulation. * Extensive knowledge of the Investment Advisers Act, Securities Exchange Act, FINRA...
questions, reviewing trading agreements, and communicating regulatory developments. * Provide support as-needed in other areas of investment adviser... * Extensive knowledge of the Investment Advisers Act, Securities Exchange Act, FINRA rules and SEC standards for investment adviser advertising...
well-being. As a Registered Investment Adviser firm, we commit ourselves to a fiduciary standard in our relationships with clients, assuming the...
Senior Legal Counsel - Fidelity Asset Management
management operations; * Providing support as-needed in other areas of investment adviser regulatory compliance. Education and Experience * J...
Senior Legal Counsel - Fidelity Asset Management Job
of Fidelity's asset management operations; - Providing support as-needed in other areas of investment adviser regulatory compliance. Qualifications...
Collette Vacations - Providence, RI
, as well as budget limitations. You will not only drive content strategy ? acting as a brand adviser to business leadership - but also own execution...
Fidelity Investments - Smithfield, RI
of investment adviser regulatory compliance. Education and Experience * J.D. and bar membership. Must be admitted to practice or become registered as in... adviser advertising is required. Knowledge of GIPS regime and the Investment Company Act is desirable. * Extensive experience providing a full...
Collette Vacations - Rhode Island
goals for the campaign, as well as budget limitations. You will not only drive content strategy - acting as a brand adviser to business...
trading desk in Smithfield. •Provide support as-needed in other areas of investment adviser regulatory compliance. Education and Experience •J... Act, Securities Exchange Act, FINRA rules and SEC standards for investment adviser advertising is required. Knowledge of GIPS regime and the...
Fidelity Investments - Smithfield, RI
regulatory developments. * Provide support as-needed in other areas of investment adviser regulatory compliance. Education and Experience * J... Act, Securities Exchange Act, FINRA rules and SEC standards for investment adviser advertising is required. Knowledge of GIPS regime and the...
Senior Legal Counsel - Fidelity Asset Management Distribution Support
Fidelity Investments - Smithfield, RI
. * Provide support as-needed in other areas of investment adviser regulatory compliance. Education and Experience * J.D. and bar membership... or broker-dealer, or equivalent experience. Skills and Knowledge * Subject matter expertise in the area of broker-dealer and investment adviser...
Senior Legal Counsel Fidelity Asset Management
Fidelity Investments - Smithfield, RI
connection with the global expansion of Fidelity s asset management operations; Providing support as-needed in other areas of investment adviser...
regulatory developments. - Provide support as-needed in other areas of investment adviser regulatory compliance. Qualifications Education... Investment Advisers Act, Securities Exchange Act, FINRA rules and SEC standards for investment adviser advertising is required. Knowledge of GIPS...
regulatory developments. - Provide support as-needed in other areas of investment adviser regulatory compliance. Qualifications Education... Investment Advisers Act, Securities Exchange Act, FINRA rules and SEC standards for investment adviser advertising is required. Knowledge of GIPS...
Fidelity Investments - Smithfield, RI
regulatory developments. Provide support as-needed in other areas of investment adviser regulatory compliance....